David Kaiser, ChFC®, AIF®

David Kaiser, ChFC®, AIF®

Principal, Office of Supervisory Jurisdiction (OSJ)

David has supervisory oversight over the 11 advisors in the OSJ branch and provides leadership and general guidance for the OSJ. He built his financial planning career by matching his clients’ unique needs with financial products and services designed to produce the desired results. David started in the financial services industry over 20 years ago with Waddell & Reed. He has worked in the independent advisory segment of the financial services industry since 1998. David earned the Chartered Financial Consultant designation from the American College. He has also earned the Accredited Investment Fiduciary professional designation, awarded by the Center for Fiduciary Studies, which is associated with the University of Pittsburgh.